State Advocacy in The Evergreen State
FSI is committed to advocating for its members on the federal and state levels. We’ve written a lot about the Department of Labor’s redefinition of ‘fiduciary’ rule, the importance of advisors’ […]
FSI is committed to advocating for its members on the federal and state levels. We’ve written a lot about the Department of Labor’s redefinition of ‘fiduciary’ rule, the importance of advisors’ […]
FSI is committed to advocating for its members on the federal and state levels. We’ve written a lot about the Department of Labor’s redefinition of ‘fiduciary’ rule, the importance of advisors’ […]
Much of behavioral finance’s departure from traditional financial models centers around the respective approaches’ vision of what constitutes “rational” behavior. Traditional approaches take a simple, objective approach – rational behavior […]
Last week, FINRA hosted a webinar outlining its regulatory priorities for 2014. Taking part in the webinar were FINRA’s CEO Rick Ketchum, the Executive Vice President of Regulatory Operations, Susan […]
The independent financial services community is hearing a lot more about the Department of Labor (DOL) in recent years and seeing more regulatory and investigative activity from them. In FSI’s […]
In 2008, FSI released to its members a white paper by McIntyre Law Firm, PLLC, that detailed why FSI members properly classify their financial advisors as independent contractors, and that […]
FSI is committed to advocating for its members on the federal and state levels. We’ve written a lot about the Department of Labor’s redefinition of ‘fiduciary’ rule, the importance of […]
By Chris Hayes, FSI State Regulatory Affairs Counsel Earlier this month, I led a group of our members up on Capitol Hill visiting members of Congress from California and Washington. […]
By Robin Traxler, FSI Vice President of Regulatory Affairs Last week, I had the privilege of leading a member team around Capitol Hill as part of FSI’s Advocacy Summit/National Discussions. My […]
Yesterday was the final day of the FSI Advocacy Summit/National Discussions, and it was a fantastic blur of issue briefings, learning about the members that were joining the groups on […]