FSI Seeks More Clarity on FINRA BrokerCheck Rule

Broker/dealer industry group the Financial Services Institute says the Financial Industry Regulatory Authority’s initiative to have firms link to BrokerCheck still needs work.

FINRA re-proposed its rule in June, which would require brokers to include a hyperlink to the regulator’s BrokerCheck tool on their homepages and any other sites that include their professional profiles.

Read more from WealthManagement here.


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