Regulation a Bigger Threat to Advisors’ Business Than Market Crash: FSI Survey

Regulatory interference is viewed as the most significant business risk among independent financial advisors, according to a recent Financial Services Institute survey.

According to the FSI’s 2015 Financial Performance Benchmarking Survey, there is overwhelming agreement that potential regulatory actions rank among the top concerns by nearly a 2-to-1 margin.

The survey found that 50% of participants view “regulatory interference” as the most significant business risk compared to the 28% who view “significant market decline” as a risk.

Read more from ThinkAdvisor here.

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