FINRA District Committee Nominations

FINRA has begun accepting applications to appear on the ballot to fill open seats on its 11 District Committees nationwide. Full term positions on the District Committees will serve until December 31, 2018. Partial term vacancies service lengths will vary.

Interested candidates must have the experience, ability and commitment to fulfill these responsibilities, including:

  • Understanding the issues facing the securities industry and possessing the ability to apply knowledge and expertise to these issues to develop solutions
  • Educating firms in their district on the responsibilities of FINRA
  • Attending regularly and participating in a collegial manner in District Committee meetings
  • Remaining objective and unbiased, regardless of the interest of their firm, in the performance of District Committee matters

Those interested in appearing on the ballot for these positions must submit a candidate nomination and profile form to the FINRA Corporate Secretary no later than Friday, October 2, 2015.

Click here for a list of open positions and additional information.

We encourage FSI members to apply for open FINRA committee positions in their districts. This is a great opportunity to get engaged with FINRA and make your voice heard.


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