Critical steps to fix the examination gap among advisers

With the Department of Labor’s final fiduciary rule nearing release, much of our industry’s attention has rightly been focused on the harmful impacts this sweeping regulation will have on retirement investors and the financial advisers who serve them on a commission basis. Elsewhere in our industry, though, serious and persistent challenges have seemingly been moved to the back burner in recent years.

Read more from FSI President & CEO Dale Brown on InvestmentNews here.


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