State Advocacy in The Sunflower State
FSI is committed to advocating for its members on the federal and state levels. We’ve written a lot about the Department of Labor’s redefinition of ‘fiduciary’ rule, the importance of advisors’ […]
FSI is committed to advocating for its members on the federal and state levels. We’ve written a lot about the Department of Labor’s redefinition of ‘fiduciary’ rule, the importance of advisors’ […]
According to data from smarsh.com, not being engaged with clients or potential clients via social media could hamper relationships with a younger generation of investors. The 2014 study provided some […]
Opinions differ as to what constitutes Durable Income. For example, is investing in traditional fixed income such as in government treasury or in corporate bonds the same thing as investing […]
Take a look around: the faces—and needs—of the affluent population are changing. Greater diversity, emerging sources of wealth and other new dynamics require advisors to keep up. How can an […]
Originally published in FSIVoice. Regardless of market cycles, shifting demographics or changes in technology, there remains no more powerful driver in helping a client realize his or her financial goals […]
By Chris Hayes, FSI State Regulatory Affairs Counsel The meetings continue! As part of FSI’s State Outreach Plan, I recently traveled to Ohio along with FSI members Lynn Goebel of […]
Since the Securities Investor Protection Corporation (SIPC) was formed in 1970, the safeguards it provides have become a key factor in how Main Street Americans think about investing. Every year, […]
FINRA’s withdrawal of its proposed rule on BrokerCheck has been big news in the past week. Coverage on the issue has come from Reuters, The Chicago Tribune, InvestmentNews, Financial Planning, […]