Engaging the Next Generation of Advisors
Succession planning is and will remain a critical discussion in the independent financial advice industry – and with good reason. As the current generation of advisors look to the next […]
Succession planning is and will remain a critical discussion in the independent financial advice industry – and with good reason. As the current generation of advisors look to the next […]
According to data from smarsh.com, not being engaged with clients or potential clients via social media could hamper relationships with a younger generation of investors. The 2014 study provided some […]
On April 8, 2014, FINRA published Regulatory Notice 14-14, requesting comment on firms’ experiences with FINRA’s rules on Communications with the Public. FINRA is conducting a retrospective review of these […]
As part of our State Outreach Plan, members of FSI’s advocacy team traveled to Sacramento, California to meet with several members of the California state legislature to discuss social media, […]
The Jump$tart Coalition is a national organization dedicated to providing critical financial education to America’s youth – and we’re finding ways to help them! The organization believes that the financial […]
FSI is committed to advocating for its members on the federal and state levels. We’ve written a lot about the Department of Labor’s redefinition of ‘fiduciary’ rule, the importance of advisors’ […]
Much of behavioral finance’s departure from traditional financial models centers around the respective approaches’ vision of what constitutes “rational” behavior. Traditional approaches take a simple, objective approach – rational behavior […]
Today, we launched a new mobile app which provides independent financial advisors and financial services firm executives access to advocacy tools and industry updates whenever, wherever. This all-in-one app puts […]
Originally published in FSIVoice. Regardless of market cycles, shifting demographics or changes in technology, there remains no more powerful driver in helping a client realize his or her financial goals […]
FSI is excited to invite our broker-dealer executive members to attend OneVoice. Thanks to our continued growth in both membership and engagement, OneVoice — FSI’s annual in-person gathering for the […]